Want to experience the "X-factor" in the solutions we provide for you? Click Here...

Financial Services

Expert Doxument Solutions, Inc., offers a wide variety of support to the Financial Services industry. Transitioning to a new Broker-Dealer can be a daunting and time consuming process. Partnering with us can eliminate much of the time spent on paperwork and administrative concerns, allowing you to concentrate on your clients. We have the expertise to assist in making your transition as fluid and as efficient as possible. We are able to offer solutions for cutting your overhead and your operating expenses by maximizing your office space. Digital conversion significantly reduces time spent looking for client information, filing statements, consolidating documents for audits, and completing other administrative tasks. Digital offices have increased operational efficiencies and are able to significantly reduce application processing cycles. Streamlined efficiencies translate into easily quantifiable monetary savings in administrative costs, more efficient information retrieval, and enhanced accountability. Converting your office to a federally compliant paperless system will give you more time to focus on what’s important – your client.

If you do not see the service you require listed below, please contact us.

Services/Benefits:

  • Broker-Dealer Transition Processing
    • Pre-populated forms organized by household account
    • Highlighting and 'Sign Here' designations
    • Tiered Client Mailings as designated by Registered Representative
    • Increase office productivity by having all client files accessible via computer
  • Paperless Processing Services
    • Scanning and Imaging of stored paper records
    • OCR (Optical Character Recognition) and Searchable PDF format provides instant access to client information
    • Digital Archiving of monthly client/product/company statements
    • Tiff and PDF Conversions
  • Paperless Storage Solutions
    • FINRA/SEC/Sarbanes-Oxley compliant document storage solutions
    • Secure Remote Access to client records
    • Office space freed for additional revenue generation
    • Near effortless audit ability

Other Services

Expert Doxument Solutions is proud to offer services for the following industries. Please click on a link below to learn more about the services for your industry. If you need something you don't see here, don't hesitate to contact us. We'll be more than happy to meet your needs.